Compliance
Compliance built on experience and expertise
Thanks to its experience of more than 10 years on the Luxembourg market, ARCAD has developed a consulting and compliance activity in many areas.
ARCAD's customer base is mainly made of professionals of the financial sector (PFS) based in Luxembourg. They include investment firms, specialised PFS, support PFS, management companies and alternative fund managers.
ARCAD's customer base includes private companies with a local or regional focus, as well as subsidiaries of large listed companies with global reach (included in the CAC 40, Dow Jones Industrial Average 30, FTSE 250 and S&P 500 indexes).
A broad range of services
We support and advise our clients in the context of :
- Acquiring and maintaining certifications (ISAE 3402, ISO...)
- Obtaining certification as a professional of the financial sector (PFS)
- Formalizing policies and procedures (AML/CTF, BCP/DRP, Customer Complaints, Remuneration...)
- Formalizing AML/CFT risk analysis
- Formalizing an AML/CFT training plan
- Formalizing a business continuity plan
- Knowledge updating (regulatory monitoring, training...)
- Improving organisational effectiveness and efficiency
- ...
Our strengths
Compliance supported by a unique solution on the market
Our services are supported by the VIGIL application developed and hosted in Luxembourg. Our Solution enables you to centralise, structure and document the processes that make up your company. Each process is assigned to a manager who is responsible for its proper functioning. VIGIL combines the documentation of your processes with effective management of the risks inherent to your activities, helping your company to reach the expected level of maturity.
Compliance supported by a unique solution on the market
Our services are supported by the VIGIL application developed and hosted in Luxembourg. Our Solution enables you to centralise, structure and document the processes that make up your company. Each process is assigned to a manager who is responsible for its proper functioning. VIGIL combines the documentation of your processes with effective management of the risks inherent to your activities, helping your company to reach the expected level of maturity.
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